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Tradewinds Capital Management, LLC

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Tradewinds Capital Management, LLC

Mission statement:

To be accurate and available as we assist our clients in reaching their financial goals and to deliver on this with honesty, fairness and due diligence as we apply our unique, unbiased approach to the advice, planning and management process.

Overview:

Tradewinds Capital Management, LLC is a SEC (Securities & Exchange Commission) independent Registered Investment Advisory (RIA) firm. The principals of Tradewinds Capital Management left the commission based brokerage world behind – along with certain conflicts of interest – to better serve clients’ interests without the pressure to compromise the integrity of their advice or the interests of their clients.

The Financial Advisors at Tradewinds Capital Management are available to assist and council investors with their individual wealth management & financial planning needs and business owners with their specialized needs in establishing and operating company sponsored retirement plans (i.e. SIMPLE, SEP and 401(k) plans).

Tradewinds Capital Management utilizes the technology and expertise of Schwab Institutional, a division of Charles Schwab & Co., Inc., member SIPC, to help us maintain our independence while assuring that clients’ assets are held by a financially strong and secure company.

Tradewinds Capital Management receives no commission revenue from any of the investment products we recommend to our clients. Although Schwab Institutional provides access to certain technologies useful to Tradewinds Capital Management, Schwab does not compensate Tradewinds Capital Management or its advisers for any specific placement of investment products.

Our relationship with our clients is built on a foundation of trust. Since we receive no revenue outside of this relationship with our clients, our clients’ success is our success.

At Tradewinds Capital Management, our focus is to serve the needs of individual investors and small business owners. With that sole purpose, we are committed to the adherence of these ideals in our practice:

To apply the due diligence necessary to be accurate in all our dealings.
To always be available to our clients and sensitive to their individual communication needs.
To partner with our clients as they discover, quantify and achieve their financial goals.
To deliver a quantitative, research-based, and unbiased approach to the personal advice, financial planning and investment management process.
To provide added value to our clients through an active indexing investment management approach.
To provide the highest levels of service and support; operating honestly and fairly, and with due diligence and integrity.

Toll Free:

+1 877 900 0750 (Bellingham)
+1 888 533 8148 (Shoreline)

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