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Commonwealth Financial Network

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Commonwealth Financial Network

Overview:

Commonwealth Financial Network® is the largest, privately held independent broker/dealer in the nation.

Our dual vision
The essence of Commonwealth is to be the best at everything we do and to provide a supportive environment where all affiliated individuals can thrive! The four tenets of our mission statement are indispensable service, profitability, individual development, and fun.

What’s a broker/dealer?
A broker/dealer is in charge of processing the investment business of the financial professionals who affiliate with it. These professionals (also called advisors) are independent business owners who provide financial guidance to people in their community. Because the securities industry is heavily regulated, financial advisors must register with a broker/dealer to ensure supervision and a clear chain of responsibility.

As a broker/dealer, Commonwealth is responsible for following securities laws as well as ensuring that our advisors:

   * Also follow securities laws
   * Are properly registered
   * Correctly complete and maintain paperwork
   * Demonstrate responsibility
   * Avoid conflicts of interest

What’s so special about Commonwealth?
Commonwealth is a vibrant culture of dedicated individuals, both in the field and in the home office, all looking to pursue their respective dreams and careers.

History:

Joseph Deitch founded Commonwealth in 1979 as an outgrowth of his retail financial planning practice, the Cambridge Group. Previously, he had been an advisor with another broker/dealer. When that firm’s credibility was undermined by conflicts of interest stemming from its own proprietary products, he decided to start a new broker/dealer.

Toll Free: +1 800 237 0081

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