en     ru     jp
 
 
    LOGIN HERE!  
Add privatebanking.com as a search provider to your browser  
 
Advanced Search  
Private Banking & Wealth Management search tool 
     
  Search entity  
 
 
Home
      
North America
      
USA
      
Minnesota
      
Thief River Falls
      
Wealth Managers
      
Polar Investment Counsel, Inc.
       
 
Back
 
   
Review Avg.
Reviews: 0
 
Contact Page
Additional information
Write Review
Browse Review

 
Additional information
 
Polar Investment Counsel, Inc.
 
 
Overview: 

Polar Investment Counsel, Inc. (hereinafter "PICI") is a Minnesota based securities and commodities brokerage firm registered with and regulated by the Financial Industry Regulatory Authority ("FINRA"), the Securities and Exchange Commission ("SEC"), the National Futures Association ("NFA"), the Commodities Futures Trading Commission ("CFTC"), and the securities regulatory agencies of the various states.



PICI is a non-clearing brokerage firm, which clears all of its customers' securities transactions through Southwest Securities, Inc. - a Dallas based New York Stock Exchange ("NYSE") and Financial Industry Regulatory Authority ("FINRA") member firm.  In layman's terms, this means that our clearing firm (Southwest Securities, Inc.) holds all of our customers' monies and securities positions.  Under no circumstances is a check for the purchase of securities ever to be made payable to PICI or to one of our brokers, but instead checks are made payable to Southwest Securities, Inc. or to some other securities firm.  Please visit their web site at www.swst.com .



PICI is a member of the Securities Investors Protection Corporation ("SIPC").  To learn more about how SIPC protects the public investor, please visit their web site at www.sipc.org.  In addition to SIPC coverage, Southwest Securities, Inc. insures each customer (as defined by SIPC).  It should be noted that this insurance coverage protects against failure of the firm etc., NOT against market loss.


 
 
Back
 
 

Privatebanking.com
Get the attention you always wanted and promote your corporate image and standing by benefiting from our state of the art interactive web presence.
    Privatebanking.com
   
  Read more  
 
Ascent Limited
Experience The Difference. Ascent Limited provides first class wealth management and family office services. Our private banking team, assembled from a group of highly experienced banking professionals, will provide financial advice tailored to your individual requirements and keep your portfolio in tune with the latest market developments and opportunities.
    Ascent Limited
   
  Read more  
 
 
Home News Library Newsletters Event Calendar Advertise About Contact FAQ
Privacy Policy     Terms of Service
 

©