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Royal Securities Company

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Royal Securities Company

Mission statement:

Royal Securities Company is an Independent Financial Services firm serving the investing community by providing professional investment advice and products. It is the mission of the Company to provide excellent service to its clients, an enjoyable and rewarding environment for its employees, and a reasonable return for its stockholders.

Overview:

Royal Securities Company is a full-service broker-dealer dedicated to providing superior service and quality advice to individuals, fiduciaries and institutional investors. With corporate experience since 1936, the Company has established itself as a traditional investment boutique whose representatives combine their knowledge and experience to provide a comprehensive and sophisticated level of investment counsel to our clients.

Royal Securities Company is a member of the Securities Investor Protection Corporation (SIPC) and the Financial Industry Regulatory Authority (FINRA). All client accounts are held by our correspondent RBC Capital Markets, LLC, an affiliate of Royal Bank of Canada, one of the largest banks in the world. RBC 's excess of SIPC protection is provided by Lloyd’s of London, the world’s leading insurance market. The policy provides an additional $99.5 million per client of coverage for securities above that offered by SIPC. This includes protection for cash of up to $900,000 over the $100,000 provided by SIPC. The aggregate coverage limit of the Lloyd’s policy is $400 million. Through this relationship, our customers benefit not only from the resources of Royal Securities Company, but also from RBC Capital Markets’ outstanding clearing, safekeeping, and account maintenance services.

Our firm’s unique blend of retail and institutional research enables us to provide innovative equity and fixed-income solutions. A full range of products include Government and agency securities, corporate bonds, ETFs, mutual funds, stocks, options, and annuities. Moreover, our equity and fixed income trading departments utilize a nationwide dealer network with access to the full spectrum of products and markets. With both a broker-dealer and SEC registered advisory firm (Royal Advisors,LLC), we have the ability to offer the flexibility and service you are looking for.

We at Royal Securities stand ready to assist you in meeting your financial goals. Your representative will help you outline your financial situation, your risk profile, and investment objectives, and together design a plan to build toward your goals.

Member: FINRA, SIPC

Toll Free: +1 800 421 3518

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Ascent Limited

Experience The Difference. Ascent Limited provides first class wealth management and family office services. Our private banking team, assembled from a group of highly experienced banking professionals, will provide financial advice tailored to your individual requirements and keep your portfolio in tune with the latest market developments and opportunities.

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