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FinServ Consulting Pty Ltd
       
 
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FinServ Consulting Pty Ltd
 
 
Overview: 

FinServ provides a comprehensive suite of licensing and compliance services to the insurance industry. We can assist in:

Obtaining a new license
License Variations
Materials and Templates
Competency assessment of nominated persons and Responsible Managers
Police and bankruptcy checks
FinServ will guide you through the process and provide a sound compliance foundation in which to continue your financial services business.
FinServ will help you obtain and credit license and help you through the licensing process:

Obtaining a License - We do this by:

Evaluating levels of overall competence
Establishing the most suitable license authorisations
Preparing the license application and proofs as well as working through the application with ASIC on your behalf
Developing Materials and Templates for use post licensing. These are specifically tailor to suite your business
FinServ offers compliance monitoring services that are tailored to the licensees size and complexity.  Services offered include:

Compliance Outsourcing functions

Organisational Compliance Reviews, relating to:

Adherence to regulatory regime requirements
Benchmarking - adherence to required performance standard
Authorised Representative and Distributor networks

can be challenging to maintain. We can work with the licensee to provide services that encompass:

Monitoring and supervision
Development and implementation of policies and procedures
Compliance Training


 
 
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