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Additional information |
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P.R. Herzig & Co., Inc. |
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Overview:
P.R. Herzig & Co., Inc., managed since 1957 by its founding family, is a registered investment adviser and licensed broker-dealer that provides quality, independent investment advice and portfolio management to a loyal clientele of wealthy individuals, pension funds, trusts, charitable foundations and funds of funds seeking personalized and responsive service less readily available from larger financial institutions.
We are iconoclastic, value-driven, and independent thinkers; we do not chase market trends or popular investment "styles."
We invest our money alongside that of our clients; when our clients do well, we do well.
We value integrity; we place the interest of our clients above our own. |
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History:
P.R. Herzig & Co., Inc. was founded in 1957 by Philip Herzig, a long-time member of the New York Stock Exchange. Since its founding, the firm has evolved along with Wall Street.
1960s
In the 1960s and 1970s, the firm, a member of NASD, the predecessor of the Financial Industry Regulatory Authority (FINRA), was primarily a retail broker, located in downtown Manhattan.
1970s
In the 1970s, the firm developed a strong specialty business in South African gold stocks when gold prices soared after President Richard Nixon took the United States off the gold standard.
1980s to Present
Since the 1980s, while retaining its broker-dealer structure, the firm has operated primarily as an investment adviser, managing money for the Herzig family and long-time private clients, as well as a number of small institutions.
In 2006 the firm, still retaining its broker-dealer structure with FINRA oversight, also became a registered investment adviser directly regulated by the Securities and Exchange Commission (SEC).
M. Thomas Herzig, president, has managed investment portfolios for over 20 years. |
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KEY Facts:
- Founded 1957
- Client assets $250 million
- Registered investment adviser
- Structured as a broker-dealer
- Member FINRA, SIPC
- Managed as a boutique
- Clean, simple business model
- Professionals, not asset gatherers |
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Member:
FINRA, SIPC |
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Toll Free:
+1 800 275 2920 |
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