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Ridgewood Associates
 
 
Mission statement: 

Ridgewood Associates’ mission is to help clients achieve financial peace of mind by working with them to understand and develop a plan to meet their financial goals.
Overview: 

Ridgewood Associates helps clients achieve financial peace of mind by working with them to understand and develop a plan to meet their financial goals. Founded in 1985 by Philip P. Marino, Ridgewood Associates was formerly a branch office of Tucker Anthony & Co., a New York Stock Exchange member firm. Tucker Anthony began consolidating smaller offices into larger offices and decided to close their Ridgewood branch. Phil, a vice president and the branch manger, felt it wasn’t in the clients’ best interest to close the office. Many clients enjoyed the convenience and accessibility of its brokers. He negotiated to buy the branch from Tucker Anthony.

The principles on which Ridgewood Associates was founded have become a tradition. We operate under the following motto: "I do for my client what I would do for myself if I were in the same financial situation." Our size allows us to provide our clients the kind of personalized service normally found in small companies. Through our association with First Clearing Corp (FCC), a registered broker-dealer and a non-bank affiliate of Wachovia Corporation, our Investment Executives have all the tools and advantages normally only found in large firms. We are not bound to sell any proprietary products and receive no added compensation for selling one product versus another. Our only motivation is to serve our clients’ needs.
History: 

Before Ridgewood Associates was founded in 1985, it was the Ridgewood branch of Tucker Anthony & Co., a New York Stock Exchange member firm. Tucker Anthony began consolidating its offices and wanted to close the Ridgewood branch.

It was this type of change that led to Ridgewood Associates being founded in 1985. Phil, a Vice President with Tucker Anthony and the branch manager of the Ridgewood office, knew that the best way to serve clients was a more personalized approach. Wanting to stay within the community, Phil bought the branch from Tucker Anthony and established it as his own firm, Ridgewood Associates. This created an independent, highly personalized, client-oriented company.

In 1996 Ridgewood Associates entered a strategic alliance with First Clearing Corporation, a registered broker-dealer and a non-bank affiliate of Wachovia Corporation. This alliance has allowed Ridgewood Associates to have the resources and competitive advantages of large brokerage houses while maintaining its independence, flexibility, and truly client-oriented focus.

Ridgewood Associates’ primary concern is building relationships. Our goal is to meet our clients’ goals. We take pride in the fact that many of our clients rely on us for every aspect of their financial needs.
Member:  FINRA, SIPC
Toll Free:  +1 800 969 7493


 
 
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