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Tradition Asiel Securities Inc.

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Tradition Asiel Securities Inc.

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Tradition Asiel Securities Inc. was originally formed in 2000 when Tradition Government Securities --a subsidiary of one of the largest global brokerage firms, Compagnie Financiere Tradition-- joined forces with Asiel & Co. LLC, one of the oldest members of the New York Stock Exchange. Tradition Asiel combines Tradition’s stability and financial assets with the strength of Asiel & Co.’s long-established market presence. The result is a broker-dealer firm that can offer clients access to deep liquidity pools, best execution, a diversified range of services and sophisticated equity research.

In 1878, the brokerage firm of Asiel & Co. was established. A long-time member of NYSE, Asiel & Co. gained momentum in the equity, corporate bond and preferred stock arenas. When it merged with Tradition Government Securities in 2000 to form Tradition Asiel Securities, the company was hundreds of employees and clients strong. Tradition Asiel Securities Inc. is a registered broker-dealer with the Securities and Exchange Commission (SEC) and is a member of the New York Stock Exchange, Inc. (NYSE), the Financial Industry Regulatory Authority (FINRA) (www.finra.org) and the Emerging Markets Traders Association. It is a broker of United States Government Treasuries and repurchase agreements, emerging market bonds and repurchase agreements, mortgage backed securities, corporate fixed income securities, money market instruments, equity securities, equity and index options, and municipal bonds.

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