New Rye Securities, LLC
Expanding Investor Choice. Financing Private Businesses. New regulations permit open communications about private companies that are raising capital, replacing old laws that prohibited private companies from disclosing offerings to all but a select few. New Rye Securities, LLC (member FINRA and SIPC) is dedicated to empowering accredited investors with a transparent process allowing all eligible investors to learn of formerly private offerings and empowering them to participate in the investments they choose. If you are with a company interested in raising capital with New Rye Securities inquire here
New Rye Securities, LLC (member FINRA and SIPC) is a broker dealer dedicated to connecting accredited investors with companies seeking capital, using tools available under the recently implemented "general solicitation" provisions of the JOBS Act. New Rye's mission is to find investment-worthy opportunities and make them available to eligible investors.
Prior to the JOBS Act, companies seeking capital were required to register their investment offerings or qualify for an exemption from registration. Since registration proved too costly for smaller companies, most sought a Regulation D exemption that allowed capital raising but prohibited general solicitation to investors, limiting outreach to companies’ prior contacts. As a result, most eligible investors remained unaware of these “private” opportunities. The JOBS Act created a new form of exemption under Regulation D that enables companies to alert all potential investors to their offerings, while restricting investment solely to verified accredited investors. As a result companies can now reach out to the 8.7 million accredited U.S. households and still qualify for registration exemption (using Rule 506(c) of Regulation D).
New Rye’s marketing approach is two-fold: (1) capitalize on the new flexibility to create broad awareness of investment opportunities using the internet, social media, and other available communication tools, and (2) in parallel, use traditional outreach to our contacts to find investors.
In addition to its activities in private placements, New Rye is licensed to provide Mergers and Acquisition advisory services.
Team
John Callaghan, NRS’s CEO
John Callaghan, NRS’s CEO John Callaghan, NRS’s CEO, has been an institutional portfolio manager and an analyst, investing in public and private companies in the health care, technology, consumer, energy, and services businesses, in addition to playing operating roles in small startup companies. He has an A.B. in Economics from Harvard College and an M.B.A. from Harvard Business School.
Michael Kraus, Chief Compliance Officer
Michael, a seasoned Financial and Operations Executive, Chief Compliance Officer, is founder and President of Sunhill Associates, LLC with over twenty years of progressive business leadership experience. He has led and managed multiple functions including Finance, Operations, IT and Human Resources. He is experienced in developing strategic plans, managing P&L’s, integrating acquisitions and implementing and managing Sarbanes Oxley and SAS 70 Type II controls.
He has an extensive background in Finance and Operations and has held Finance and Operations leadership positions across a variety of industries including Financial Services, Manufacturing, Retail, Publishing, Events/ Conferences and Consulting. Examples of positions he has held include Vice President, Finance and Operations for EquiSearch Services Inc, A ChoicePoint Company; Board Director and CFO for EquiSearch Securities, member NASD/FINRA and SIPC; Interim General Manager for EquiSearch Services, A ChoicePoint Company; Senior Director, Business Unit Finance for Gartner Inc. and Senior Financial Analyst for Remington Products, Inc. Michael holds the following FINRA licenses: Series 7, 63, 24, 27, 79 and 99.
Jeffrey Heller, FINOP
Jeffrey Heller serves as New Rye Securities' Financial and Operational Principal (FINOP). Mr. Heller worked as a Senior Accountant for Arthur Young & Co (now Ernst & Young) 1980-1983. Today he is a Partner/Sole Practitioner CPA at his own firm, which has been operating since 1988. He is an accountant and FINOP for several clients, including Broker Dealers registered with the FINRA. Mr. Heller graduated from Rutgers College with a B.A. in Economics. He also received an M.B.A. in Accounting from Rutgers Graduate School. Mr. Heller holds his Series 27 Securities License.
Address: 16 Brook Lane, Rye Brook, NY 10573, USA
Phone: +1 888 908 9496
Email: john@newryesecurities.com
