Tema srl

Tema was founded in September 2009 on initiative of Arturo Sanguinettti and Massimiliano Forte, who have acquired a wide expertise on Internal Control System, Compliance and Risk Management, after spending over 20 years in the financial sector some of which working for the Italian public authority responsible for regulating the Italian securities market (Consob). The company offers internal auditing, compliance, risk management and anti-money laundering services to Investment firms, Investment Management firms (traditional, real estate hedge and private equity), UCITS, Banks, listed companies, financial intermediaries, branches of international banks or investment firms and insurance companies. Tema services are focused on: Internal Auditing, Compliance, Risk Management and Anti money laundering functions, also in full Outsourcing Mapping, Assessment and Management of Risks Check-up and Gap analysis of Risk Governance and Risk Appetite Framework in compliance with AIFMD, CRD, CRR, MiFID, MiFIR, EMIR, ICAAP and local regulation Policy, Procedures, Framework Agreements, Prospectus, KIIDS support for drafting and review Regulatory Assistance Information & Communication Technology and Document Management 231_2001 Organizational Model

Address: Corso Monforte, 15 - 20122 Milano, Italy

Phone: +39 028723 7659
FAX: +39 02 87237660