Compliance Exchange Group
Compliance consulting, broker-dealer services, CCO and FINOP outsourcing, and so much more. CXG is an engine for growth. We help small- to mid-size firms compete and grow. Leading talent and proven expertise, at a fraction of in-house costs. We can help you, too.
Compliance Exchange Group operates at the vanguard of broker-dealer consulting and Chief Compliance Officer outsourcing providers. Others claim to be “full service” while only hosting limited capabilities. At CXG we live up to the label, we outsource the complete range of compliance & finance Principals, including: Chief Compliance Officers FINOPs Licensed Principals Series 4 – Registered Options Series 24 – General Securities Series 79 – Investment Banking Another reason our services stand head-and-shoulders above others is our roster of seasoned, highly experienced talent. Our Principals have built and developed investment banks and trading rooms, they have created broker-dealers from scratch. They’ve also held CEO, CFO, CCO, FINOP, and Board roles at a variety of organizations, so they know the ins and outs of how businesses grow efficiently and effectively. Our superior talent and practical experience are why start-ups seeking FINRA approval and small- to mid-size firms looking to grow trust us to supply them with outsourcing solutions that work.
Address: 150 Motor Pkwy, Suite 401, Hauppauge, NY,11788, USA
Phone: +1 646 849 5370
FAX:
