Core Risk Advisory

Core Risk Advisory is a boutique firm that specializes in Anti-Money Laundering, Counter-Terrorism Financing and other mitigating Financial Crime Compliance solutions. Our organization is efficient, focused and cost effective. Our services are very targeted, our client base very narrow and our people experts in their field. Our aim is to be your partner by supplementing your internal Compliance functions with accountability, discernment and logic. Core Risk Advisory was established by a team of experts from Compliance, Legal, Forensics, Business Intelligence and Business Management. Each member of our team brings the necessary hands-on experience to appreciate the issues faced by the Financial Industry today and has the relevant know-how and judgement to recognize the risk, make the right call, reduce the noise and close the case - whether the risk is inside your organization or in remote regions of the globe. CORE BENEFITS Personnel with deep MLA, MLO-FINMA, CDB 08/16 Compliance, Regulatory and Financial Industry expertise Enhanced Due Diligence leveraging on-the-ground intelligence through a proprietary network of subject matter experts even in emerging markets and non-transparent regions Transaction Monitoring Analysts with experience, maturity and discernment to ensure sound decisions and minimal escalations Local representation ensuring Swiss data privacy protection and prompt attention Continuous Training to ensure we remain current with the ever-changing influx of regulatory, legal and business related compulsions Bespoke solutions with flexible and cost effective service structure Responsiveness and commitment to excellence MANAGEMENT TEAM Core Risk Advisory was established by a team of experts who bring decades of experience in Compliance, Regulatory Reform, Strategic Advisory and Market Access. Each subject matter expert has been engaged in numerous initiatives and supporting functions that enable Compliance, mitigate Risk and enable Strategy. Our multi-disciplinary team of experts are comprised of senior Compliance, Legal and Business Intelligence professionals supported by top tier consultants, big data and cyber technology, forensics and risk experts. CEO and Founding Partner – Core Risk Advisory was founded by an expert in Strategic and Risk Advisory, Financial Crime Compliance, Governance, Market Access and Operational Excellence. With 15 years of working with top tier consulting organizations and financial institutions globally in the regulatory and compliance field, our management brings extensive practical experience combating financial crime and implementing AML/CTF programs. Head of Legal - Co-Founding partner is an experienced Lawyer with over 20 years of practical experience in Financial Risk Compliance, AML/CTF and Risk Advisory honed in Swiss and UK based Financial Institutions, working as Head of Legal and Chief Compliance Officer. Head of Investigations and Due Diligence - Previous work as a Litigator, law enforcement professional and Business Intelligence expert manages each Due Diligence engagement and Investigation leveraging innate discernment, a wide network of sources developed through years of collaboration. Head of Research - Over 10 years of experience working with top tier consulting organizations supporting organizations with on-the-ground and desktop Market Research. Strong political, geographical and commercial know-how and the effect these elements have on the financial industry. Head of Monitoring - Over 10 years of experience hands.on experience with transaction and proactive monitoring for leading private banks in Switzerland. This experience is leveraged to support the internal transaction monitoring and proactive monitoring outsourcing services with maturity, discernment and efficiency maximizing closed cases and minimizing escalations.

Address: Sandrainstrasse 3, 8805 Richterswil (Canton of Zurich) Switzerland

Phone: +41 43 844 4237
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