Sovereign Finance

Sovereign Finance is a financial firm that targets the specific needs of Native American Tribes. Sovereign provides its clients with a suite of investment advisory, debt advisory, consulting and investment banking services. Clients of the firm benefit from the expertise of its professionals who have significant experience providing financial and investment advice, guidance and consulting insight on a range of development and diversification initiatives and providing a full range of structuring and arrangement services on debt transactions. The suite of services offered by Sovereign meets the significant unmet financial and investment needs of Native American Tribes and their business entities. Sovereign Investment Advisors (SIA) provides customized investment management services to Native American tribes and tribal entities seeking trusted and expert advisors for their investment management and consulting needs. SIA prides itself on its ability to provide strategic, well-justified investment advice to guide Tribes of all levels of financial sophistication in order to achieve their investment objectives. SIA develops customized strategies and identifies appropriate managers and investment products to offer tribes the best possible solutions for their investment needs. SIA clients are not limited to proprietary platforms, investment products, or research. We seek to understand the totality of our tribal clients’ short and long term needs and goals in order to build a suitable investment strategy to achieve each tribe’s unique investment objectives, whether for Minors’ Trust, General Fund, or Permanent Fund investments. We believe that full disclosure and adhering to the highest standards of fiduciary care ensures that our interests are aligned with those of our clients. SIA leverages a strategic relationship with CapGroup Advisors LLC to augment its team, gain access to the most advanced systems and informational resources currently available and provide clients with the highest level of fiduciary support and service. CapGroup is a leader in the investment advisory industry and has set the standard for ensuring that its clients maintain the highest level of fiduciary care. In addition to providing these resources to its clients, CapGroup supports a small number of select, independent registered investment advisers. SIA is one of the few of independent consulting firms nationwide with access to CapGroup’s suite of investment advisory services, allowing SIA to offer a full range of investment advisory products and services to its tribal clients. By leveraging CapGroup’s resources, SIA can provide tribes with objective and professional investment consulting solutions that traditionally have been available only to the largest of institutions, while maintaining the close working relationship and strong tribal-focused approach that is the hallmark of our firm. Sovereign Investment Advisors assists tribes with: Establishing financial goals; Fiduciary education and training; Creating dynamic customized investment strategies; Identifying sources of funds to provide initial and on-going investments; Development and Implementation of investment policies and documentation; Providing ongoing due diligence and evaluation of investment managers; Assisting and coordinating the placement of asset investments; Tracking investment performance; Controlling and monitoring portfolio expenses; and Evaluating and selecting appropriate custodians and/or record keepers for funds.

Address: 4505 East Chandler Boulevard, Suite 100, Phoenix, AZ 85048, USA

Phone: +1 480 385 2840
FAX: +1 480 385 2855