Worldsource Financial Management Inc. (WFM)

Welcome to Worldsource Financial Management. Worldsource Financial Management is a division of Worldsource Wealth Management Inc., a fully integrated wealth management company that is focused on building financial prosperity. Worldsource Wealth Management Inc. is a fully owned subsidiary of Guardian Capital Group Limited. Guardian Capital Group Limited is a diversified financial services firm which serves the needs of a range of clients, including providing banking services through our sister company, Alexandria Bank. Supporting Professional Advisors Across Canada Worldsource Financial Management supports the innovative and entrepreneurial approach that independent advisors bring to their professional practices. Today, over 600 independent mutual fund advisors have partnered with Worldsource Financial Management, serving the financial planning needs of over 100,000 Canadian investor clients. A Strategic Partner for Today’s Professional Advisor As your advisor’s strategic partner, we work to provide the tools, services and support they require in order to best meet your needs. We are committed to delivering the highest standard of service, developing market leading administrative tools, providing timely and relevant research and reporting, and delivering innovative technology that positions us as industry leaders. Through WorldPort, Worldsource and your advisor provide access to real-time account information. WorldPort allows you access to your account at any time from anywhere, worldwide. Worldsource Financial Management is committed to delivering: service standards developed with your practice in mind innovative technology through WorldPort market-leading administrative tools & support timely and relevant proprietary research through Market Watch on-going technical training with in-branch sessions, conferences and on-line videos and guides diversified product shelf compliance support Your Business, Your Independence Our philosophy has always been to support independent advisors. We recognize that you have been responsible for building your professional practice and therefore know how to best manage it in an efficient and profitable manner. Our Operations, Transition and Business Development Teams have been designed to assist and complement your business; and our established systems and processes ensure that your practice continues to operate efficiently. Your Brand, Your Reputation It is your reputation, the services that you offer, and the client relationship you have cultivated that have resulted in the success of your business. As such Worldsource Financial Management understands the importance of developing tools that assist you in leveraging your personalized brand. WorldPort is evidence of this commitment - by providing solutions that place you front and center with your clients, these tools and services are an extension of your business. Your Partnership, Your Success In partnership with Worldsource Financial Management you will not be subject to the selling of proprietary products, meeting annual revenue targets determined by Worldsource Financial Management, or the arbitrary approval of the business development plan you have for your practice. Simply stated, Worldsource Financial Management positions itself to be your strategic partner, offering state-of-the-art technology, in house research and portfolio analysis, the stability of Guardian Capital Group, enhanced operational processes and the services and support you require in order to continue to grow your business and focus your time on strengthening client relationships. Bottom Up vs. Top Down Worldsource Financial Management is committed to providing an open forum for communication, so that we may continue to better understand your needs. Worldsource Financial Management has established Advisory, Administrative and Compliance Councils, in order to foster open communication and promote understanding, which allows us to be progressive and responsive to the unique circumstances of your business. Our partnership with advisors, branch managers and administrators is what drives the direction and vision of our company. Compliance Support Regulation has become the reality of our business. The challenge is in ensuring that one's practice is compliant while at the same time continuing to grow and meet business objectives. In order to address this new reality and to provide the support to manage this challenge, Worldsource Financial Management has focused on providing compliance support in three ways: Worldsource Financial Management has a strong and responsive Compliance Team, Worldsource Financial Management has automated compliance functionality (where possible) through WorldPort and our back-office platform, Worldsource Financial Management has cultivated relationships and an environment in which our Compliance Officers can be effective in their role, which is to oversee branch activities by providing compliance support and advice.

Address: 625 Cochrane Drive, Suite 700, Markham, Ontario L3R 9R9, Canada

Phone: +1 905 940 0070
FAX: +1 905 415 0163